Partnering public sector construction contracts: A conflict avoidance process

Fisher, R B (2004) Partnering public sector construction contracts: A conflict avoidance process. PhD thesis, Virginia Commonwealth University, USA.

Abstract

The purpose of this study is to identify, describe, and analyze the conflict avoidance process, partnering. This study used the perceptions of key participants to describe the actual process and to compare it with the prevalent theoretical model. This model was developed by Carr et al. (1999) for the purpose of documenting the dispute prevention process used by the United States Army Corps of Engineers and others over the last decade. A qualitative research design was used to purposefully select four partnered construction projects in the Commonwealth of Virginia. The four different construction projects conformed to the Virginia Public Procurement Act (VPPA). They all used the same state form of Contract for Construction and General Conditions of the Contract. The method of procurement, although different for each project, conformed to the VPPA and were: (a) two low bid projects; (b) one construction management project; and (c) one design/build project. The Architect/Engineer, the Owner, the General Contractor, and the Facilitator on each construction project were interviewed to determine their perceptions of the partnering process. The perceptions of these key informants were used in this research. The four major findings of this study are: (1) The operational model of the partnering process as described by the key informants is different from the foreshadowed concept, or model, of the partnering process of Carr et al. (1999). (2) Partnering is successful for conflict avoidance in all of the projects. (3) The commitment of the participants to make partnering work is instrumental to the success of partnering. (4) The activities of (a) gaining management support, (b) observing the common goals, (c) keeping the commitment to partnering with mutual trust, respect, and honesty without personal agendas, and (d) working together to solve problems cooperatively are key contributors of partnering. The model of the partnering process derived from the interviews depicts a different structure than the theoretical model. This model includes three sets of events in its process with four independent steps in the first event, four sequential steps in the second event, and two independent steps in the third event. This is compared with the foreshadowed theoretical model of the partnering process that contains six linear sequential steps. Implications for theory, practice, and future research are also discussed. The implications for theory suggest that the operational model is a more complex model than the foreshadowed theoretical process model of Carr et al. (1999). The implications for practice suggests that Virginia should recognize partnering and engage it as a procedure on its construction projects. The implications for future research suggests the replication of this study in other states would test its applicability under which contractual provisions which are different from those of Virginia.

Item Type: Thesis (Doctoral)
Uncontrolled Keywords: trust; construction project; partnering; owner; United States; interview; qualitative research
Index terms: prevention, form of contract, construction contract, architect, public sector, facilitator, dispute, engineer, owner, partnering, construction project, qualitative research, commitment, general contractor, interview, United States
Subjects: sociology, partnership management, administrative law, financial risk, Geography, production management, psychology, contractual arrangements, research design and methodology, contract type, profession, data collection methods, practitioner, dispute resolution
Topics: Roles and Professions, Stakeholder Management, Research Practice, Cost Management, Organizational Design, Procurement, Geographical Context, Project Management, Legal Issues
Descriptive scope: 4 PCTE

N.B. Descriptive scope is a count of how many of the five facets of empirical research are indicated by the words used in title, abstract and keywords. It is not intended as a judgement on the research; merely a count of the kind of word we would expect to indicate Phenomenon, Concepts, Theoretical framing, Empirical techniques, Analytical techniques. If all five are present, then a code of “5 PCTEA” will indicate this. If you feel the coding for this record is questionable, we welcome discussion around the terms we matched or the way we categorized them. The facet you would expect may not be coded, or a facet may be coded inappropriately. This can also bear on a larger question, of which facets should be treated as defining in construction management research. Please get in touch, and we will look at it. More details here