Sturgill Jr., Roy E (2018) Risk management and practice alignment for utility coordination on transportation projects. PhD thesis, University of Kentucky, USA.
Abstract
Utility coordination is an exceedingly complex effort of managing, communicating, and facilitating the avoidance and relocation of utility facilities as needed for highway projects. Utility coordination occurs throughout the design and delivery of a project and best practices are used to make sure this occurs efficiently and in the best interest of the public, who are not only the taxpayers but also the ratepayers. Recent research has attempted to enhance utility location technology and procedures, instill frameworks and tools for utility coordination, and proceduralize risk management relative to utility coordination. However, research attempting to improve various aspects of utility coordination simultaneously has led to a lack of consensus on how to integrate these research efforts into an effective standard of practice. These is also not a standard of practice for quantifying utility related risks for transportation projects. This research will attempt to build consensus and contribute to the body of knowledge in this area of utility coordination by presenting an approach to assess the relative utility risks of a project and align current and new practices to minimize those risks. Through statistical analysis of historical project data regarding utility coordination schedules and costs for transportation projects in Kentucky, this study was able to produce a model that estimates utility related risk early in transportation project development. With input and evaluation by subject matter experts, utility coordination best practices were collected and aligned to utility risks on transportation projects. A decision support tool was developed to assist in the use of the mathematical utility risk model and the best practices associated with the varying risk levels. This research also finds that there are disparities among utility stakeholders on transportation projects in regard to the effectiveness or satisfaction with particular best practices. This finding presents the need for early involvement and collaborative utility coordination to select practices that ensure utility related issues on transportation projects are minimized. The research also presents that increased use of alternative contracting methods can pose significant challenges to utility coordination on transportation projects. This stems from the finding that utility coordination practices were not uniformly effective across these varying procurement methods. Furthermore, as Departments of Transportation continue to deal with resource issues, one of which being manpower within utility coordination, the use of consultants for utility coordination presents its own set of complexities. The research finds the best application of consult-led utility coordination is through third-part consultants specializing in utility coordination, those who have been state-specifically trained for utility coordination, and prequalified for utility coordination work.
| Item Type: | Thesis (Doctoral) |
|---|---|
| Thesis advisor: | Dadi, Gabriel B and Taylor, Timothy R B |
| Uncontrolled Keywords: | utility coordination; utility engineering; utility conflict management; transportation project development; utility relocation; civil and environmental engineering; construction engineering and management; transportation engineering |
| Index terms: | environmental engineering, statistical analysis, satisfaction, procurement method, coordination, estimate, disparity, effectiveness, risk management, best practice, highway construction, construction engineering, transportation engineering, relocation, transportation project, project data, decision support, conflict management, complexity, body of knowledge, contracting method |
| Subjects: | management, civil engineering, performance management, engineering methods, infrastructure and transport systems, systems engineering, environmental engineering, conflict resolution, decision analysis, risk assessment, data collection methods, business, data science, financial and cost management, project delivery, market analysis, social justice, knowledge management, contractual arrangements |
| Topics: | Organizational Design, Research Practice, Information Management, Cost Management, Business Strategy, Stakeholder Management, Ethics, Quality Management, Project Management, Engineering Principles, Procurement, Sustainability, Risk Management |
| Descriptive scope: | 5 PCTEA |
N.B. Descriptive scope is a count of how many of the five facets of empirical research are indicated by the words used in title, abstract and keywords. It is not intended as a judgement on the research; merely a count of the kind of word we would expect to indicate Phenomenon, Concepts, Theoretical framing, Empirical techniques, Analytical techniques. If all five are present, then a code of “5 PCTEA” will indicate this. If you feel the coding for this record is questionable, we welcome discussion around the terms we matched or the way we categorized them. The facet you would expect may not be coded, or a facet may be coded inappropriately. This can also bear on a larger question, of which facets should be treated as defining in construction management research. Please get in touch, and we will look at it. More details here